Securities Enforcement Defense
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SEC's Division of Investment Management Updates Marketing Rule FAQs
The Off-Channel Communications Sweep May Be Going Offline
Holland & Knight and SECond Opinions Welcome Peter Hardy
Former MoviePass Executive Consents and Pleads Guilty in Parallel SEC and DOJ Cases
DOJ Forsakes Defending the ALJ Process Against Article II Challenges
SEC's New Crypto 2.0 Task Force Gets to Work
Fashion Retailer Failed to "Express" $1M in Perks But Skirts Civil Penalties
SEC Launches New Crypto Task Force
Financial Services Regulatory Crystal Ball Outlook for 2025
Buckle Your Seatbelt, It's Going to Be a Bumpy Ride … or Is It?
A Long Winter's Nap? SEC Off-Channel Communications Enforcement May Draw to a Close
Shareholder Derivative Action Settlement Negotiation Checklist
Ringing the (Jingle) Bell: Whistleblower Program 2024 Recap
A Word from the Ghost of Holiday Future: SEC Active in Cybersecurity and AI Actions
A Bang? A Whimper? Not So Fast: The SEC's Approach to Private Funds Evolves in 2024
The Holidays: Time to Kickback and Relax?
3 French Hens? No. SEC Presses Enforcement on Insider Trading, Shadow Trading, Reg FD
The Nice List: Rounding Up Some Notable SCOTUS and Delaware Decisions in 2024
Do You Hear What I Hear? DOJ, SEC Continue Promoting Merits of Self-Reporting in 2024
SEC Enforcement 2024: Year in Review
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